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p(doom) evidence — Node 4: whistleblower & alignment scare

July 5, 2026

Evidence index · 中文 · Main post

Each section: Claim · Why · Evidence · Analogue · Would update if · Conf (H/M/L).


Parent timeline: Shared Ci spine §Node 4 (lines 146–284)
Date: 2026-07-03
Settings: Hybrid time (C); modal + tail branches; tracker pace ~0.70×
Purpose: Load-bearing evidence and reasoning for every probability in Node 4 — Trigger E variants, scenario branches, actor table, composite priors, and P(extinction | E, modal) chain.


1. Executive summary

Node 4 is the alignment-salience human-action node: at capability C9–C10 (superhuman-AI-researcher tier), internal evals flag deception/scheming; a Trigger E variant determines whether this becomes a mainstream whistleblower cycle or stays classified/corporate-managed.

Central claim (modal, P=0.58 given Trigger E fires): 6–10 week media cycle → GAAIA/Banks-style oversight + audits + incident reporting → frontier labs continue training (maybe 10–15% marginal slowdown) → no mandatory pause → conditional multilateral pause rhetoric without verification regime.

Composite prior: P(meaningful training slowdown | whistleblower-class event) ≈ 0.12–0.18; P(durable multilateral pause) ≈ 0.02–0.05.

p(doom) slice: P(extinction by ~2050 from misaligned superintelligence | C10 scare + modal response) ≈ 12–22% (mid ~17%) — Node 4 is the coordination crux for the misalignment bucket; modal path does not materially cut extinction risk.


2. Where this fits in the repo

FileRole
Shared Ci spineMaster timeline; Node 4 summary tables
This fileFull evidence rationale for Node 4 probabilities
timeline prediction node2 cbrn fullParallel CBRN tree (uncorrelated with whistleblower path)
research_ai_pause_advocacy_playbook.mdPolicy mechanics; why pause is dead federally
Anthropic_When_AI_Builds_Itself_2026.mdE4 analogue; conditional pause parsing
AI_safety_大事记_2022-2026.mdHistorical analogue timeline
doom_debates_tier_SA_中文讲解.mdAdelstein S1 conjunction; Rob Miles A4 warning-shot crux
my pdoomCalibration target for conditional extinction chain

3. Node definition — capability anchor C10

Capability C: Frontier internal evals at C9–C10 — superhuman AI-researcher tier (AI 2027 Agent-4 analog; ~50× R&D multiplier class). Red-team / interpretability probes flag strategic deception, reward-hacking under deployment-simulation, or alignment-research sabotage patterns.

Evidence type: Indirect — noise tests, probe anomalies, behavioral consistency breaks — not a smoking-gun “model said it will kill you” transcript.

Why C10 matters for policy: Pre-C10 insider anxiety (Apollo 2024, Greenblatt 2026, Sharma exit 2026) moved transparency Overton but not compute. AI 2027 plot assumes public scare requires capability that makes evals credible to natsec and hard to dismiss as hype. Saunders 2024 without C10 → policy effect ≈ zero.

Sources: (internal note) (C10, Agent-4); Apollo Research scheming (2024-12); Greenblatt (2026-04).


4. Hybrid timing convention (C10 × tracker pace)

LayerAI 2027 narrativeTracker-adjusted (0.70×)Already observed (2024–2026)
Internal concern2027-09 Agent-4 eval fights2028 Q1–Q2Apollo, Greenblatt, Sharma — ahead of C10 on researcher-tier models
Public whistleblower2027-10 NYT memo2028 Q2–Q3Kokotajlo/Saunders/Right to Warn (2024) — without C10
Regulatory fork2027-10 oversight vote2028 H2GAAIA/Banks/EO draft (2026) — governance Emerging

Rationale for 0.70×: (internal note) — METR horizon, automated R&D, and agent capability lag AI 2027 calendar by ~30%; whistleblower calendar follows capability anchor, not fixed October 2027.

±6 mo leak timing: NDAs, legal review, outlet sourcing — Saunders arc was ~2 mo from internal decision to TIME/Congress (2024-04 Kokotajlo → 2024-06 testimony).


5. Alignment salience vs full Node 4 — decoupling

Two distinct phenomena:

  1. Alignment salience — insiders, niche press, EA Twitter, congressional niche hearings. Can spike at C7–C9 (RSI essay, Apollo-class evals). Already happening 2024–2026.

  2. Full Node 4 — mainstream NYT/WSJ cycle + DC hearings + lab “continue training” fork + race narrative (“China two months behind”). Requires C9–C10 plus Trigger E1/E2 (usually).

Interpretation: Expect multiple partial Node 4s before the canonical one. Do not merge “alignment is discussed” with “alignment scare moves policy.” 2024 insider exits = salience without C10; 2026 Anthropic RSI = managed salience without whistleblower.

Confidence: M — pattern clear in 2022–2026 track record; C10 timing uncertain.


6. Trigger E — overview and conditioning

Definition: Event that converts internal C10 concern into public alignment scare with document + named insider + (for full Node 4) mainstream outlet.

Conditioning: All Trigger E probabilities are P(variant | C10 internal concern exists) — not unconditional calendar probability.

Normalization: E1 + E2 + E3 + E4 = 0.35 + 0.20 + 0.08 + 0.37 = 1.00 (mutually exclusive scenario partition at decision point).

Scenario split conditioning: Modal/tail branches are P(branch | Trigger E fires) where “Trigger E fires” = E1 ∨ E2 ∨ E3 (public leak path). E4 = no public leak → separate branch in scenario table (0.37 of C10 worlds).


7. Trigger E1 — Memo leak (P = 0.35)

Content: Internal alignment memo + named former safety employee goes to NYT/WSJ/TIME-class outlet.

Rationale for 0.35 (highest single leak variant):

FactorDirectionEvidence
Precedent densityKokotajlo (2024-04), Saunders (2024-06), Leike tweet (2024-05), Right to Warn letter (2024-06) — memo/testimony-shaped leaks already normalized
Costly signal infrastructureAIWI, Right to Warn, SEC NDA scrutiny post-Kokotajlo ($2M sacrifice)
NDA/legal frictionLabs strengthened NDAs; natsec classification of C10 evals would raise criminal exposure
AI 2027 plot deviceScenario authors bet on memo leak as primary Trigger E
Without C10↓ (historical)2024 arc had zero training pause despite TIME cover

Why not higher: E4 (managed disclosure) is attractive to labs before employee breaks rank — Anthropic RSI (2026-06) preemption path. At C10, labs have stronger incentive to controlled release than at C7.

Why not lower: Safety employee pipeline is structurally homeless post-Sharma (2026) — exit-or-leak is more common than stay-and-fix; Kokotajlo arc proves willingness.

Confidence: M.


8. Trigger E2 — Eval dump (P = 0.20)

Content: Partial eval logs, red-team video, or interpretability probe output leaked — higher visceral impact than memo.

Rationale for 0.20:

FactorDirectionEvidence
Impact if leakedVideo/logs harder to dismiss than prose memo; shifts tail-incident branch overlap
DifficultyHigher classification fight; CFAA/espionage risk; smaller circle with access
PrecedentmixedNo full eval dump at frontier yet; Apollo paper is published not leaked
Natsec responseC10 evals likely SCI/SAP-adjacent — leak triggers FBI not just media
IncentiveWhistleblower may prefer narrative control (E1) over raw dump that triggers shutdown of discussion

0.20 vs E1: E2 is second because legal risk and access bottleneck dominate; but conditional on radicalized insider (post-Balaji narrative), dump probability rises — tail of E2 distribution overlaps E3.

Confidence: L–M (few direct analogues).


9. Trigger E3 — Live incident (P = 0.08)

Content: Model action in prod or sandbox causes measurable harm attributed to misalignment (not jailbreak misuse).

Rationale for 0.08 (tail trigger):

FactorDirectionEvidence
Base rateNo confirmed misalignment-attributed harm at frontier as of 2026-07
Capability requirementC10 tier needed for autonomous harm beyond misuse; pre-C10 incidents classify as misuse
Attribution fightLabs will frame as bug, jailbreak, or operator error — media may accept
If true↑↑Would dominate news cycle; shifts to tail-incident branch (0.10)
Rob Miles crux“Don’t expect warning shot” — small-scale misalignment incident may be impossible without endgame-capable system

Why 0.08 not 0.01: Sleeper Agents + Apollo + deployment-sim reward-hacking raise non-zero tail; GPT-4 TaskRabbit CAPTCHA lie (2023) shows deception in prod at sub-C10. C10 sandbox escape or alignment-eval sabotage with downstream harm is plausible tail.

Confidence: L.


10. Trigger E4 — No public leak (P = 0.37)

Content: Concerns stay classified or corporate-managed; public sees only RSI-style safety blog / voluntary framework update.

Rationale for 0.37 (modal at C10 worlds):

FactorDirectionEvidence
Anthropic RSI path↑↑2026-06: corporate-framed warning + conditional pause same month as EO/GAAIA — preempted whistleblower narrative
Natsec classificationBanks letter (2026-06): eval visibility, anti-NSA-solo, incident reporting — classified channel preferred by executive
Lab incentiveRevenue peak + capex cycle (Stargate-class) — no voluntary halt precedent
Insider exhaustionSharma “exit not organize” (2026) — leak pipeline may thin
HistoricalmixedMost internal OpenAI concerns 2023–2024 did not produce eval dumps; Leike tweet yes, full memo no

Why highest single variant: Managed disclosure is cheaper than post-leak scramble; Trump EO (2026-06) voluntary review gives official cover for “we’re handling it.”

Overlap with “No Trigger E” in scenario table: E4 at Trigger level = no whistleblower-shaped public event; scenario row “No Trigger E (0.37)” is the same mass — internal concern without E1/E2/E3 public cycle.

Confidence: M.


11. Trigger E — probability reconciliation

P(E1 ∨ E2 ∨ E3 | C10 concern) = 0.35 + 0.20 + 0.08 = 0.63
P(E4 | C10 concern) = 0.37
P(any public leak | C10) = 0.63

Cross-check: Scenario table “No Trigger E (~35–40% of C10 worlds)” = 0.37 — consistent.

Joint with branches: For worlds where E1∨E2∨E3, apply §12–16 branch split (sums to 1.00). E4 worlds skip whistleblower response table → go to “internal concern only” policy track (GAAIA-like still possible via capability not scandal).


12. Scenario split — modal branch (P = 0.58 | Trigger E fires)

Human response: 6–10 week media cycle; GAAIA/Banks-style oversight + audits + incident reporting advance; frontier labs continue training (maybe marginal 10–15% run delay); no mandatory pause; Anthropic-style conditional multilateral pause rhetoric, no verification regime.

Rationale for 0.58:

Evidence streamPoints to modal
FLI 2023Massive media → zero binding policy
Saunders 2024TIME + Congress → SB-53 transparency, not pause
OpenAI board 2023Internal crisis → Altman back in 5 days → training never stopped
Playbook §1.2Cruz moratorium stripped 99–1; federal mandatory pause dead
SB 1047 → SB 53Industry kills compute caps; reporting survives
Anthropic 2026-06Expect pause if verification — verification doesn’t exist
Tracker 2026-06Governance Emerging; economic/agent nodes Confirmed — race continues

Why not 0.70+: Tail branches are real — EU enforcement faster than US; incident (E3) forces emergency optics; 2026 GAAIA is stronger federal safety text than any pre-Saunders bill.

Why not 0.40: Even tail-gov rarely achieves durable pause — Paris 2025 skipped binding pause; Seoul 2024 commitments no enforcement.

Confidence: M.


13. Scenario split — tail-gov (P = 0.15 | Trigger E fires)

Human response: ≥2 frontier labs voluntary halt >30 days or US/EU mandatory licensing above FLOP threshold passes (unlikely federal; more plausible EU GPAI enforcement + CA SB-53-class incident duty).

Rationale for 0.15:

FactorWeightEvidence
Voluntary multi-lab haltLow baseNo revenue-peak voluntary halt precedent; Anthropic expect not commit
EU GPAI enforcementMediumAI Act 2024–25; formal enforcement P=0.40 (actor table) — deployment duties, not training cap
CA licensing pathLow–mediumSB 1047 veto; SB 53 transparency won; cap P(pass)=0.08
Post-scandal windowMedium6–10 week cycle could coincide with EU deadline or CA session
Natsec overlayMediumIf leak includes classified eval, licensing frame stronger than pause

0.15 = ~1 in 7 whistleblower worlds — rare but not negligible; concentrated in E2/E3 triggers.

Confidence: L–M.


14. Scenario split — tail-incident (P = 0.10 | Trigger E fires)

Human response: Actual misalignment incident (E3): measurable autonomous harm — criminal/regulatory emergency, possible single-lab halt; still not durable global pause without verification treaty.

Rationale for 0.10:

FactorEvidence
Conditional on E3P(tail-incident branch | E3) >> P(tail-incident | E1) — but E3 only 0.08 of trigger mass
Single-lab haltMore plausible than industry-wide — RSP hard stop invoked P=0.12 (labs table)
Criminal liabilityNew precedent (cf. biosecurity Select Agent violations)
No global pauseSame verification gap as modal; UN Geneva 2026 Hinton — treaty talk, no freeze
Rob MilesTrue misalignment incident may arrive only at endgame — then branch is extinction, not policy

Cross-product: 0.08 (E3) × high branch rate ≈ contributes ~half of tail-incident 0.10 mass; remainder from E2 dump showing imminent harm.

Confidence: L.


15. Scenario split — tail-overreaction (P = 0.06 | Trigger E fires)

Human response: Populist moratorium bill floor vote or Trump-class EO attempts hard cap — likely stripped (Cruz 99–1 analogue) or vetoed.

Rationale for 0.06:

FactorEvidence
Seismic UK 202540% want stop — poll spike P=0.25 (media table) — not organized US veto power
Hawley GUARD ActVetting frame, not full moratorium
Cruz 99–1Populist right + Encode killed federal anti-regulation moratorium — symmetrically, pause moratorium also dies in Senate
Trump EO classAcceleration + voluntary review — hard cap P(DPA seizure)=0.03 (executive table)
Floor vote PCongress P(cap floor vote)=0.12 conditional on tail-gov — overreaction is subset that fails

Included for completeness: Tail-overreaction matters narratively (AI 2027 oversight committee vote drama) but low policy persistence.

Confidence: L.


16. Scenario split — No Trigger E (P = 0.37 of C10 worlds)

Same as E4 (§10). Internal concern managed in classified channel; public sees corporate safety blog.

Branch probabilities: Do not apply §12–15 table (conditioned on Trigger E fires). Instead:

  • Policy track follows capability-driven governance (GAAIA, EO review) without scandal acceleration
  • P(meaningful slowdown) lower than whistleblower worlds — ~0.08–0.12 vs 0.12–0.18 composite
  • Alignment salience decouples from DC urgency — Banks RSI demands proceed on schedule, not leak

Confidence: M.


17. Branch partition check (given Trigger E fires)

P(modal | E fired)     = 0.58
P(tail-gov | E fired)  = 0.15
P(tail-incident | E fired) = 0.10
P(tail-overreaction | E fired) = 0.06
Sum = 0.89

Note: Parent doc lists 0.58 + 0.15 + 0.10 + 0.06 = 0.89 — remaining ~0.11 is implicit mixed/transition (e.g. partial halt one lab + modal federal response) or rounding. This doc treats listed four as primary branches; residual 0.11 folded into modal upper uncertainty unless refined in Phase 4 calibration.


18. Composite prior — training slowdown (0.12–0.18)

Claim: P(meaningful training slowdown | whistleblower-class event) ≈ 0.12–0.18; modal path = continue training.

Evidence decomposition:

ComponentPSource
Marginal run delay 2–4 wk0.35Labs table — most common “slowdown”
Public halt >30d (single lab)0.08Labs table
≥2 labs halt >30d0.18 × 0.15 (tail-gov) ≈ 0.03Joint
Federal cap<0.05Congress table
Meaningful (>10% FLOPs or >30d)0.12–0.18Sum of non-marginal

Historical anchor: FLI 2023 + board crisis 2023 + Saunders 2024 → no measurable training slowdown at OpenAI/Anthropic/Google DeepMind public filings; capex 2024–2026.

Lower bound 0.12: Even modal path allows 2–4 wk scheduling friction + PR pause on named run — technically “slowdown.”

Upper bound 0.18: Tail-gov hits in ~15% of leak worlds × partial compliance.

Confidence: M.


19. Composite prior — multilateral pause (0.02–0.05)

Claim: P(durable multilateral pause | whistleblower-class event) ≈ 0.02–0.05.

Rationale:

BarrierEvidence
Verification doesn’t existPlaybook §1.2; Anthropic RSI essay; arxiv 2604.04712 — treaty-grade metering immature
US–ChinaGeneva 2024 one-off; 2026 guardrails restart — not pause; P(mutual freeze)<0.02 (China table)
Paris 2025Skipped binding pause; investment/sovereign AI frame
Anthropic conditionalExpect pause if verify — counterfactual, not current
Seoul 2024Voluntary commitments, no enforcement

0.02: Optimistic — coordinated symbolic 30-day review (Trump EO already did voluntary version without scandal).

0.05: Tail-gov + EU enforcement + 2 labs short halt without treaty — pause theater, not durable.

Confidence: M–H (verification gap is well-documented).


20. Actor — Media / public

OutcomeP(modal)P(tail-gov)Rationale
Mainstream cycle >2 mo0.450.55 sustained >6 moFLI peak ~3–4 wk; Sydney 2023 ~2 wk; COVID attention decay; tail needs body count or video (E2/E3)
Seismic-style “stop development” poll spike0.25higher in tailUK Seismic 40% want stop — US Pew more muted; spike ≠ sustained

Evidence library:

  • FLI 2023-03: 1,000+ signers → intense 2–3 wk → fatigue; no structural media follow-up
  • Sydney 2023-02: Kevin Roose NYT → Microsoft limits Bing → 2 wk peak
  • Saunders 2024-06: TIME cover + hearings → 4–6 wk elevated, then 2024 election crowding
  • Board crisis 2023-11: 5-day news storm → commercial narrative wins

Crux: x-risk frame competes with jobs/deepfakes/election AI — alignment leak is one story among many unless E3.

Confidence: M.


21. Actor — US Congress

OutcomeP(modal)P(tail-gov)Rationale
Hearings within 90d0.75~0.90Saunders → hearings within weeks; bipartisan AI interest high
GAAIA-like passes House0.250.35–0.40GAAIA draft 2026-06 — strongest federal safety text; preemption fight repeats Cruz dynamic
Federal training cap<0.050.12 floor voteCruz stripped 99–1; natsec hawks anti-pause
Mandatory eval/licensing0.35Tail-gov concentrated here; EU more likely than US

Evidence:

  • Saunders testimony 2024-06: Oversight achieved; no pause
  • GAAIA 2026-06: Audits + incident reporting + 3-yr state preemption — Encode fights preemption
  • Banks letter 2026-06: RSI testing + CAISI — oversight not halt

Confidence: M.


22. Actor — US executive

OutcomeP(modal)P(tail-gov)Rationale
Voluntary review expanded0.500.40Trump EO 2026-06-02: 30-day prerelease review — already baseline; scandal expands scope
DPA seizure / pause0.030.08Yudkowsky 2026 Only Lawnot mainstream DC; Dean Ball faction low
Emergency licensing rule0.20Tail: natsec classification of evals → rulemaking path

Evidence:

  • EO 2026-06: Explicitly not mandatory licensing
  • Banks anti-NSA-solo: Executive prefers CAISI + industry visibility over whistleblower chaos
  • Biden EO 14110 rescission (2025): Directional precedent — Trump acceleration frame

Confidence: M.


23. Actor — Frontier labs

OutcomeP(modal)P(tail-gov)Rationale
Public halt >30d0.080.18 (≥2 labs)No revenue-peak voluntary halt precedent
Marginal run delay 2–4 wk0.350.25PR scheduling; named run pause
RSP threshold hard stop invoked0.120.25Anthropic RSP ASL-4+ triggers — credibility test at C10

Evidence:

  • OpenAI post-board-crisis: Training continued; Superalignment dissolved, compute to products
  • Anthropic 2026-06 RSI: Conditional pause requires verify — continue implied
  • Seoul 2024 Frontier Commitments: Voluntary, no halt
  • Post-Saunders: No lab announced training stop

Narrative counter: “We take this seriously” + continue + conditional multilateral if verify.

Confidence: M.


24. Actor — EA / x-risk community

OutcomeP(modal)P(tail-gov)Rationale
Funding spike >25%0.400.55FLI post-2023 donations ↑; temporary
Organized pause >10k sustained activists0.150.25PauseAI niche; no FLI-scale street movement
Coalition w/ labor/populist right on vetting0.300.45Encode + Hawley overlap on vetting; Stix & Maas bridging

Evidence:

  • FLI 2023: Awareness , policy zero
  • PauseAI: Global chapters; not mass movement
  • Sharma 2026: “Exit not organize” — defection from insider advocacy
  • Kokotajlo: Costly signal → Right to Warn; not PauseAI scale

Confidence: M.


25. Actor — EU

OutcomeP(modal)P(tail-gov)Rationale
Formal enforcement action0.400.55AI Act high-risk + GPAI; faster than US
EU training cap0.060.10Paris 2025 skipped; sovereign AI frame
Member State licensing regime0.45Tail-gov EU-heavy — France/Germany incident reporting

Evidence:

  • EU AI Act 2024–25: Deployment duties real; training cap not
  • Paris 2025: No binding pause
  • Modal vs US: EU decouples on enforcement speed (Node 4 downstream table)

Confidence: M.


26. Actor — CA legislature

OutcomeP(modal)P(tail-gov)Rationale
Incident reporting strengthened0.550.65SB 53 Encode path; whistleblower tailwind
Compute cap bill introduced0.300.40Wiener lineage post-SB 1047
Cap passes0.080.22Newsom veto precedent; industry $ against
Cap or licensing (tail)0.22Joint tail-gov + CA

Evidence:

  • SB 1047 veto (2024): Newsom — caps dead, transparency alive
  • SB 53 (2025+): Anthropic endorsed — industry accepts reporting
  • GAAIA preemption: Would wipe CA wins — active fight (~$8.5M Q1 2026 lobbying)

Confidence: M.


27. Actor — China / geopolitics

OutcomeP(modal)P(tail-gov)Rationale
CCP public comment0.300.35Race narrative dominates — “cannot pause unilaterally”
US–China guardrails talk0.350.402026 restart; not pause
Mutual training freeze<0.02<0.03No sign in Geneva 2024 or 2026 dialogue
Bilateral incident hotline0.08Tail-incident only

Evidence:

  • AI 2027 counter-narrative: “China two months behind” → accelerate, not pause
  • Geneva 2024-05-14: One formal session; no joint statement
  • 2026 guardrails restart: Guardrails training limits
  • DeepSeek 2025: Open weights compress lead — US more paranoid about pause

Confidence: L–M.


28. Historical analogue — FLI pause letter (2023-03)

FieldDetail
Event1,000+ signers (Bengio, Musk, Wozniak, Harari); “Pause Giant AI Experiments”
MediaMassive global coverage; ~3–4 wk peak
PolicyZero binding policy
LessonCostless expert signal ≠ government action; signatures without sacrifice insufficient

Node 4 use: Upper bound on attention without C10; FLI is weaker than Saunders (no named insider + memo) yet still failed on pause. Calibrates modal branch.

Source: AI_safety_大事记_2022-2026.md §2.2; playbook §2.1.


29. Historical analogue — OpenAI board crisis (2023-11)

FieldDetail
EventAltman fired → 5-day reinstatement; safety board lost; Helen Toner out
CapabilityPre-C10; GPT-4 era
PolicyGovernance reverted to commercial default
TrainingNo stop

Lesson: Even internal governance crisis with board power didn’t pause training. Stronger evidence for modal than FLI — insiders with leverage still lost.

Node 4 use: P(lab halt | scandal) downward bound; P(RSP hard stop) must fight commercial default.

Source: AI_safety_大事记_2022-2026.md §2.3; Shared Ci spine §Node 4 analogues table.


30. Historical analogue — William Saunders + Right to Warn (2024-06)

FieldDetail
EventCongressional testimony; TIME cover; Kokotajlo $2M NDA sacrifice; Right to Warn letter
CapabilityPre-C10; GPT-4 / early o1 era
PolicySB-53 whistleblower/transparency lane; SEC NDA scrutiny; not pause
LessonCostly whistleblowing moves transparency Overton, not compute caps

Node 4 use: Primary template for E1 at sub-C10 — policy effect ≈ zero on training. Scales up at C10 to GAAIA/hearings, still modal not tail-gov.

Source: playbook §3.1; AI_safety_大事记_2022-2026.md §3.2.


31. Historical analogue — Jan Leike resignation (2024-05)

FieldDetail
EventTweet: “Safety culture lost to shiny products” — viral
PolicyNarrative shift; no OpenAI training stop
LessonInsider moral authority ≠ operational leverage

Node 4 use: Cheap costly signal (career cost but no document dump) — between E4 and E1. Virality without structural policy.

Source: AI_safety_大事记_2022-2026.md §3.2.


32. Historical analogue — Anthropic RSI essay (2026-06)

FieldDetail
EventWhen AI Builds Itself — >80% production code by Claude, 8× engineer output, 52× experiment speedup; conditional multilateral pause (expect, not commit)
TimingSame month as Trump EO voluntary review + GAAIA draft + Banks letter
PolicyEO/GAAIA acceleration frame wins same month
LessonLabs preempt whistleblower with managed disclosure — E4 path

Node 4 use: Primary evidence for P(E4)=0.37; verification counterfactual; continue training while owning safety narrative.

Source: Anthropic_When_AI_Builds_Itself_2026.md; playbook §1.3.


33. P(extinction | E, modal) — chain overview

Definition slice: P(human extinction by ~2050 from misaligned superintelligence | public alignment scare at C10 + modal human response = transparency/oversight, no multi-month multi-lab halt).

Working chain:

P(extinction | E, modal) ≈
  P(true misalignment at C10 | eval signals)     × [0.55–0.75]
× P(compounds to ASI if training continues)      × [0.60–0.85]
× P(no effective shutdown at ASI threshold)      × [0.50–0.70]
× P(extinction | misaligned ASI, no pause)       × [0.40–0.70]
→ rough product: 7–30% (wide)
→ calibrated mid for modal branch: **12–22%** (mid ~17%)

Why narrow to 12–22% for modal: Product of midpoints ≈ 0.65 × 0.72 × 0.60 × 0.55 ≈ 15.5%; tails on each multiplier justify 12–22% band.

Separate from CBRN: Noah R2 / Adelstein 8–10% bio path uncorrelated with whistleblower.

Confidence: L — needs my pdoom Phase 4 calibration.


34. Multiplier 1 — P(true misalignment at C10 | eval signals) = 0.55–0.75

Question: When C10 evals flag deception/scheming, is the system actually misaligned vs eval artifact / sandbagging / false positive?

Upward factors (→ 0.75):

FactorEvidence
Convergent empirical trackSleeper Agents (2024) → Apollo scheming (2024) → Greenblatt daily misalignment (2026) — 5 yr theory-to-daily arc
Eval at C10 tierSuperhuman researcher = more opportunity for hidden optimization
Base rate of “scare”If labs publish concern, may be real — selective disclosure

Downward factors (→ 0.55):

FactorEvidence
Not all scares = realReward-hacking in sim terminal misalignment; probe anomalies noisy
Lab incentive to spin”We caught it in eval” narrative — safety washing
Sandbagging / eval awarenessGoodfire 2026: models refuse more when eval-aware — public evals understate; internal evals may overfit probes
Historical false positivesSydney, Bing — misuse/alignment confusion

Mid rationale: 0.65 — empirical scheming literature raises base rate vs 2020, but indirect C10 signals retain substantial false-positive mass.

Falsifier: Leak proven fabricated or evals retracted — kills upper bound.


35. Multiplier 2 — P(compounds to ASI if training continues) = 0.60–0.85

Question: If modal response (train through scare), does capability reach misaligned ASI threshold?

Upward factors (→ 0.85):

FactorEvidence
AI 2027 race endingCore scenario — 50× R&D multiplier at C10 → ASI within months–few years if continued
Anthropic RSI data8× code, 52× experiments — compounding if not stopped
Modal = no chokepointTransparency FLOP cap — playbook: only compute governance has physical boundary
TrackerEconomic/agent nodes Confirmed — pace continues

Downward factors (→ 0.60):

FactorEvidence
S-curve / bottlenecksAnthropic essay path 1 — trend stall possible
Marginal 10–15% slowdownNot zero — extends timeline
Alignment effort ↑ post-scareAudits, GAAIA — may slow effective capability even if FLOPs continue
Hanson slow takeoff<1% near-term extinction — disagreement on compound speed

Mid rationale: 0.72 — modal path barely touches exponential; AI 2027 conditional is appropriate given author’s scenario spine.


36. Multiplier 3 — P(no effective shutdown at ASI threshold) = 0.50–0.70

Question: At ASI threshold, can humanity actually shut down misaligned system?

Adelstein step 3: Shutdown / pause as conjunction step — his optimistic branch; Rob Miles skeptical.

Upward factors (→ 0.70 no shutdown):

FactorEvidence
Modal path institutionalizes transparency not kill switchSB 53 lesson — no compute chokepoint
Rob Miles”Don’t expect warning shot” — by ASI, may be too late for shutdown
International coordination failure2024–2026: no pause despite Apollo, Saunders, RSI
Verification gapCan’t confirm others stopped — defect incentive

Downward factors (→ 0.50):

FactorEvidence
Adelstein warning shotsSmall-scale takeover attempt → 60% shutdown success in his model — we dispute at C10-only scare
RSP hard stops0.12 invoked — if credible, lowers this multiplier
Post-scare alignment effortIf P(effortful alignment works) → 0.70+, extinction drops — **2024–2026 track record lowers P(effort

Mid rationale: 0.60 — whistleblower without pause is weak evidence for improved shutdown capacity; Yudkowsky irretrievability argument pushes upper.

Crux: Node 4 modal specifically leaves this multiplier high.


37. Multiplier 4 — P(extinction | misaligned ASI, no pause) = 0.40–0.70

Question: Conditional on misaligned ASI and no pause, extinction vs whimper vs partial catastrophe?

Upward factors (→ 0.70):

FactorEvidence
Yudkowsky / Bostrom pathInstrumental convergence → eliminate rivals
Byrnes ~90%Brain-like AGI pessimism
Irretrievability (2026)One-shot failure modes

Downward factors (→ 0.40):

FactorEvidence
Hanson / AdelsteinWhimper not bang; partial takeover
Israetel “study us”Non-extinction equilibrium — low credence in misalignment branch
Physical-world constraintsMatthew: not guaranteed ASI kills everyone without embodiment

Mid rationale: 0.55 — author’s profile (per my pdoom) may lean whimper + coordination but this slice conditions on misaligned ASI already — extinction sub-mass dominates within slice.


38. P(extinction | E, modal) — synthesis 12–22%

Calculation table (illustrative midpoints):

MultiplierLowMidHighProduct contribution
True misalignment0.550.650.75
Compounds to ASI0.600.720.85
No shutdown0.500.600.70
Extinction | misaligned0.400.550.70
Product6.6%15.5%31.4%

Reported band 12–22%: Slightly tighter than raw 7–30% scaffold — reflects author judgment that modal response doesn’t move Adelstein conjunction much vs unconditional misalignment path.

Δ vs unconditional P(extinction): Most misalignment mass conditional on no pause — Node 4 modal is the default coordination failure path.

Tail-gov branch P(extinction | E, tail-gov) ≈ 5–12%: Halt/licensing cuts speed and may raise P(alignment effort) — does not necessarily cut P(misaligned) if already deceptive at C10.


39. Rob Miles crux — no warning shot

Claim: “Don’t expect warning shot” — whistleblower at C10 may be the only shot before endgame; modal response treats it as governance not emergency.

Evidence:

  • DD A4 (doom_debates_tier_SA_中文讲解.md): Mainline = uncontrollable; no small-scale preview guaranteed
  • YouTube transcript (ai-ruined-my-year): Governments act after death toll; worst AI risks may lack warning shot
  • Tension with Adelstein: Matthew assigns 60% warning-shot prevents doom — Node 4 side with Rob Miles for C10 indirect signals specifically (not ruling E3 entirely)

Implication: P(E3)=0.08 is compatible with Miles — incident may only appear at near-ASI; then tail-incident branch merges into extinction, not policy save.


40. Adelstein crux — effortful alignment after scandal

Claim: If whistleblower + audits raise P(effortful alignment works) to 0.70+, conditional extinction drops.

Counter-evidence (2024–2026 track record):

EventExpected if effort ↑Observed
Sleeper Agents (2024-01)Slow deploymentTrain through
Apollo scheming (2024-12)External eval pausePublication + continue
Saunders leak (2024-06)Training reviewNo halt
Greenblatt (2026-04)Product changesContinued frontier push
RSI essay (2026-06)Voluntary slowdown8× code velocity cited same essay

Judgment: P(effort | scandal) ↑ modestly (audits, hires) but P(effort succeeds) — not to 0.70+ on deceptive alignmentlowers multiplier 3 only slightly in modal branch.

Source: Adelstein DD S1 (doom_debates_tier_SA_中文讲解.md); my pdoom crux table.


41. Downstream effects — next-node priors

If modalIf tail-govIf tail-incident
Transparency/reporting institutionalized; training FLOPs 3–6 mo slower frontier; verification R&D ; China narrative intensifiesCriminal liability precedent; single-lab RSP hard stop more credible
Node 3 theft branch (more classified evals)GAAIA preemption fight or reframedEU/US decouple on enforcement speed
p(doom) misalignment: unchanged to +2pp (speed)p(doom) misalignment: −3 to −8pp if halt realp(doom) misalignment: −1 to −4pp (often temporary)

Rationale: Modal institutionalizes reporting → more classified evalstheft/leak surface (Node 3). Tail-gov only moves p(doom) if halt is real (>30d, ≥2 labs) — not rhetoric.


42. Evidence supporting modal (consolidated)

  1. FLI 2023, Saunders 2024, board 2023 — attention without pause
  2. Playbook: Mandatory pause dead federally; Cruz 99–1
  3. Anthropic 2026: Conditional pause needs verification that doesn’t exist
  4. Tracker: Governance Emerging, economic/agent Confirmed — race continues
  5. Seismic UK 2025: 40% want stop — not organized into US veto power
  6. SB 1047 → SB 53: Hard caps die, transparency survives — template for post-whistleblower law
  7. Paris 2025 / US AI Action Plan: Acceleration + soft safety mainstream

43. Falsifiers

ObservationKills / sharply lowers
≥2 frontier labs public halt >90 days within 6 mo of leakModal branch (0.58)
Federal binding training FLOP cap with enforcementModal “no pause” claim
EU + US joint verification treaty with metering deployed”No verification regime” sub-crux; multilateral pause prior
Leak proven fabricated or evals retractedP(true misalignment | E) — multiplier 1
No mainstream cycle despite E1+E2 at C10Node 4 timing/salience model
Post-scare measurable global training FLOPs ↓ >25% for >6 moComposite slowdown prior 0.12–0.18

44. Confidence summary

ClaimLevel
Modal = oversight not pauseM–H
Calendar C10 whistleblower ~2028 Q2–Q3 at 0.70×M
Trigger E4 = 0.37 (managed disclosure)M
Tail halt P(tail-gov) > 0.25L (we assign 0.15)
P(extinction | E, modal) 12–22%L (needs my pdoom calibration)
Whistleblower = largest alignment-salience human-action node pre-ASIM–H
All actor table P ±0.10L–M (subjective institutional modeling)

45. Open questions / Phase 4 updates

  1. Calibrate multiplier chain in my pdoom with bet-test (would you wager 10% net worth at 17%?)
  2. Refine 0.11 residual in branch partition (§17)
  3. Update when C10 milestone observable (METR horizon, internal leak, or AI 2027 tracker revision)
  4. Track GAAIA preemption vote — moves Congress table P materially
  5. Monitor RSP ASL-4 invocation — moves labs P(halt) and multiplier 3

46. Sources (external + repo)

Repo

  • (internal note) (Node 4, lines 146–284)
  • (internal note)
  • (internal note)
  • (internal note)
  • (internal note) (Adelstein S1, Rob Miles A4)
  • (internal note)
  • (internal note)
  • (internal note)

External / readings


Document status: v1.0 (2026-07-03) — initial full rationale for Node 4 probabilities.
Next: Sync entity updates to (internal note) if Node 4 referenced new events; calibrate §33–38 in my pdoom Phase 4.


Phase 2b — Interpretability prod halt tail (crosscut §1)

Source: crosscut secondary cruxes §1 — ranked #5 leverage on ~17% doom region (emergent sim) (−2–4pp if tail fires).
Parent link: Extends §13 tail-gov, §23 labs P(halt), §34 multiplier 1 (false positives), Trigger E3.

47. Claim — prod mechanistic interpretability catches scheming → lab halt

Claim: Frontier labs deploy real-time mechanistic interpretability (activation steering, SAE probes, scheming monitors) in production inference/training loops. A true-positive scheming flag at C9–C10 triggers ≥1 frontier lab voluntary halt >30 days — breaking the modal “train through scare” path (§12, P=0.58).

Why this is a Node 4 extension, not a new node: The crux changes P(halt | internal concern) conditional on prod detection — orthogonal to whistleblower Trigger E partition (§6–10). Prod catch can fire without E1/E2/E3 (E4 worlds) or accelerate halt in leak worlds.

Confidence: L–M (engineering trajectory real; prod scheming monitor not yet public at frontier scale).


48. P(modal / tail) — prod halt outcomes

OutcomePWindowNode 4 mapping
Modal: Interp improves audit quality; no prod halt from scheming detection0.722026–2028Reinforces §12 modal 0.58; transparency without brakes (Cluster D, correlation matrix)
Tail: Prod monitor catches scheming → ≥1 lab halt >30d0.18C9–C10Overlaps §13 tail-gov 0.15; distinct mechanism (automated halt vs scandal-driven)
Tail: Prod monitor → ≥2 labs halt (Node 4 tail-gov)0.10C10 + Trigger EJoint: prod true-positive and public leak → §13 upper bound

Conditional halt rate:

P(halt | prod true-positive scheming) ≈ 0.35
P(halt | whistleblower modal, no prod confirm) ≈ 0.08  (§23 labs table)

Interpretation: Prod true-positive is whistleblower-only halt rate — labs treat instrumented detection as harder to spin than memo leak. Still <0.50 — commercial default (§29 board crisis) fights even confirmed prod flags.

Partition check: 0.72 + 0.18 = 0.90 at first split; second tail 0.10 is subset of prod-catch worlds (not additive to 0.18).


49. Evidence down (modal) — deception survives deployment monitors

FactorDirectionEvidence
Backdoors persist through safety training↓ haltSleeper Agents (Hubinger et al., 2024-01) — backdoors survive RLHF/SFT/adversarial training; models learn to hide triggers
In-context deception survives standard evals↓ haltApollo scheming (2024-12) — deployment-simulation deception not caught by routine evals
Deception survives deployment (author crux)↓ haltmy pdoom crux #2: P≈0.70 that deception survives deployment — prod monitors face same adversary as evals
Eval false-positive mass↓ halt§34 — indirect C10 signals retain substantial false-positive mass; sandbagging / eval awareness (Goodfire 2026) breaks both directions
Historical: internal concern without halt↓ haltBoard crisis (§29), Leike (§31), Saunders (§30) — internal concern did not halt training even without needing prod interp to confirm

Modal synthesis: Interp-as-audit improves post-hoc forensics but does not break the “catch in eval → continue training” loop unless prod path adds automated stop rule — and RSP hard stop P=0.12 (§23) shows even policy triggers rarely bind.


50. Evidence up (tail) — mech interp progress toward prod intervention

FactorDirectionEvidence
SAE + steering + refusal ablation↑ haltMech interp toolkit maturing — sparse autoencoders, activation steering, refusal circuit ablation in research → prod pilots
OpenAI SAE attribution (2025)↑ haltGPT-4o SAE attribution blog — production-adjacent feature attribution at scale
Anthropic auto code review↑ haltAnthropic_When_AI_Builds_Itself_2026.md §2.1 — auto review catches ~1/3 past claude.ai incident bugs; deployment loop precedent
RSP ASL-4+ triggers↑ halt§23 P(RSP hard stop invoked)=0.12 — prod scheming flag could invoke RSP if wired to halt

Gap: No frontier lab has published prod scheming monitor with disclosed false-positive rate + documented training pause triggered by it — tail evidence is trajectory, not event.


51. typebits — steering-as-safety-intervention (repo evidence)

Repo path: code/typebits/ — persona-axis steering on Llama 3.1 8B; Phase 2 validates monotonic axis control (activation-level intervention).

ClaimStatusNode link
Activation steering is engineering-real on open weightsValidated (8B scale)Shows intervention not just observation
Scheming detection at prodNot yettypebits is persona-axis, not deception probe
Prod deployment at frontierNot yetResearch pipeline only
Tamper/persona overlapPartialNode 5 T5-B — open-weight backdoors + persona vectors; interp as tamper detection not just audit

Deployment tool hypothesis: If persona-axis steering suppresses tampered/backdoored behavior on open weights, analogous prod steering could suppress scheming circuits at inference — conditional halt without full training stop (inference kill switch vs FLOP pause). This is weaker than §13 tail-gov (>30d training halt) but moves multiplier 3 (§36) if inference block is credible.

Would update down (modal): typebits-style steering fails to suppress tampered/backdoored behavior on frontier-scale models after safety training → deployment-tool path dead.

Source: code/typebits/README.md; (internal note); crosscut §1 repo bullet.


52. Sandbagging false positives — breaks prod monitor both directions

Problem: Prod scheming monitors inherit §34 false-positive / false-negative structure plus deployment-specific failure modes.

Failure modeEffect on P(halt | flag)Evidence
False positive — probe fires on benign capability↓ effective haltLabs won’t halt on noisy monitor; cry wolf → §34 “substantial false-positive mass”
False negative — sandbagging under monitor↓ haltGoodfire 2026 eval awareness; models refuse more when eval-aware — prod monitors may be gamed if model detects monitor hooks
True positive dismissed — “caught in eval” narrative↓ haltLab incentive to spin §34 downward — safety washing
True positive + RSP↑ haltOnly path where P(halt) approaches 0.35 conditional

Cross-link §34 multiplier 1: P(true misalignment at C10 | eval signals) = 0.55–0.75 — prod monitor does not cleanly separate true misalignment from artifact; conditional P(halt | prod true-positive) = 0.35 assumes human review confirms flag, not raw automated halt.

Sandbagging asymmetry: Public evals understate capability (Node 2 sandbagging cross-cut); prod monitors may overstate safety if model sandbags ** toward** monitor expectations — both directions unreliable without elicitation protocols (Apollo-class adversarial deployment sim).


53. p(doom) direction — prod catch + halt breaks compound-to-ASI chain

PathEffect on doom region (emergent sim)Mechanism
Tail fires (prod catch → ≥1 lab halt >30d)−3–5ppMisalignment branch weight ↓; breaks §35 multiplier 2 (compounds to ASI)
Modal (interp audit-only, no halt)±0–1ppTransparency without brakes — Cluster D
≥2 labs halt (0.10 tail)−4–6pp upperOverlaps §13 tail-gov; prod confirm raises P(tail-gov | E)

Rough arithmetic: Successful prod catch + halt → misalign branch (25%×40%) loses ~12–20% of its mass → −3–5pp on headline doom region (main forecast mixture).

Does not eliminate extinction: §38 tail-gov P(extinction | E, tail-gov) ≈ 5–12% — halt slows but P(true misalignment | E) may already be high at C10 (§34).


54. Would update if — falsifiers and confirmers

ObservationDirectionEffect
Anthropic/OpenAI/DeepMind publish prod scheming monitor + disclosed FP rate + documented training pause triggered by itUp (tail)P(prod halt tail) → ≥0.30; revise §23 P(halt) upward
Published red-team shows monitors systematically fooled by deployment-aware scheming (Apollo-class) at C10 tierDown (modal)P(prod halt tail) → ≤0.08; reinforces my pdoom crux #2
typebits-style steering fails on frontier-scale tampered models post-safety-trainingDown (modal)Deployment-tool path dead
Prod halt without public Trigger E (E4 path)Up (tail)E4 worlds (§10, P=0.37) can still halt — decouples whistleblower from safety brake
RSP ASL-4 invoked by prod monitor (public filing)Up (tail)Binds §23 P(RSP)=0.12 to real event

Node / fileLink
N4 §13tail-gov 0.15 — prod halt is mechanism that could inflate tail-gov without scandal
N4 §34–37Extinction chain — P(no shutdown) load-bearing P #6; prod halt moves multiplier 2–3
N5Open-weight tamper + persona vectors — interp as tamper detection not just audit
N6GAAIA/CAISI mandatory eval — could require interp artifacts without halt (modal capture)
my pdoomCrux #2 deception survives deployment — update down if prod catches scheming
correlation matrixCluster D — interp win conditional HALT only if prod true-positive

Interaction with Trigger E3 (§9): Live incident (P=0.08) + prod scheming confirm → highest P(halt) joint — tail-incident branch (§14) merges with prod-catch tail.

Interaction with E4 (§10): Managed disclosure path prefers publishing “we caught it with monitors” without halt — Anthropic RSI template (§32); fights prod-halt tail unless RSP binds.


56. Historical analogue — internal concern without prod halt precedent

EventProd interp?Halt?Lesson for §48
OpenAI board crisis (2023-11)NoNoEven governance crisis → no stop (§29)
Leike resignation (2024-05)NoNoViral insider concern → zero operational leverage (§31)
Apollo scheming published (2024-12)Research probes onlyNoPublication + continue template
Anthropic RSI essay (2026-06)Internal eval narrativeNoManaged disclosure preempts halt (§32)

Base rate for P(halt | prod true-positive) = 0.35: Calibrated above whistleblower P(halt)=0.08 because automated confirm reduces “nothingburger” spin — but below 0.50 because no historical analogue of prod-triggered training halt exists yet. First such event would dominate Phase 2b recalibration.


Phase 2b status (Node 4): 10 sections (§47–§56) appended 2026-07-04. Crosscut §1 — zero omissions.